Category: Good Academic Practices
References for module 3 - Good Academic Practices
References for module 3 - Good Academic Practices
Module 4 – Violations of Research Integrity [link!]
Design and conduct
ALLEA (2023). The European Code of Conduct for Research Integrity: Revised Edition 2023. Berlin. DOI 10.26356/ECOC
Allen, C., & Mehler, D. M. A. (2019). Open science challenges, benefits and tips in early career and beyond. PLOS Biology , 17 (5), Article e3000246. https://doi.org/10.1371/journal.pbio.3000246
Baker, M. (2016). 1,500 scientists lift the lid on reproducibility. Nature, 533, 452–454. https://doi.org/10.1038/533452a
Camerer, C. F., Dreber, A., Holzmeister, F., Ho, T.-H., Huber, J., Johannesson, M., Kirchler, M., Nave, G., Nosek, B. A., Pfeiffer, T., Altmejd, A., Buttrick, N., Chan, T., Chen, Y., Forsell, E., Gampa, A., Heikensten, E., Hummer, L., Imai, T., … Wu, H. (2018). Evaluating the replicability of social science experiments in Nature and Science between 2010 and 2015. Nature Human Behaviour, 2(9), 637–644. https://doi.org/10.1038/s41562-018-0399-z
Center for Open Science. (n.d.). Registered Reports: Peer review before results are known to align scientific values and practices. Retrieved May 26, 2021, from https://www.cos.io/initiatives/registered-reports
Cochrane Methods Bias. (n.d.). Reporting Biases. Retrieved May 26, 2021, from https://methods.cochrane.org/bias/reporting-biases
Collaboration, O. S. (2015). Estimating the reproducibility of psychological science. Science, 349(6251). https://doi.org/10.1126/science.aac4716
Data dredging. (2021). In Wikipedia. https://en.wikipedia.org/w/index.php?title=Data_dredging&oldid=1023475448
Data driven hypotheses without disclosure (‘HARKing’). (2021, maart 26). The Embassy of Good Science. https://embassy.science/wiki/Theme:26631aa0-18f0-4635-b71b-80a6f4e58d33
Dutilh, G., Sarafoglou, A., & Wagenmakers, E.-J. (2019). Flexible yet fair: Blinding analyses in experimental psychology. Synthese, 198, 5745-5772. https://doi.org/10.1007/s11229-019-02456-7
Eckers, J. C., Swick, A. D., & Kimple, R. J. (2018). Identity Crisis – Rigor and Reproducibility in Human Cell Lines. Radiation Research, 189(6), 551–552. https://doi.org/10.1667/RR15086.1
Enago Academy. (2018, September 20). Alarming Reproducibility Crisis Invading Social Sciences Journals. https://www.enago.com/academy/alarming-reproducibility-crisis-invading-social-sciences-journals/
Enago Academy. (2020, April 3). Should You Pre-Register Your Research Study? A Quick Guide. https://www.enago.com/academy/pre-registration-of-your-research/
Garner, H. R., McIver, L. J., & Waitzkin, M. B. (2013). Same work, twice the money? Nature, 493(7434), 599–601. https://doi.org/10.1038/493599a
Head, M. L., Holman, L., Lanfear, R., Kahn, A. T., & Jennions, M. D. (2015). The Extent and Consequences of P-Hacking in Science. PLOS Biology , 13 (3), Article e1002106. https://doi.org/10.1371/journal.pbio.1002106
Ioannidis, J. P. A. (2005, August 30). Why Most Published Research Findings Are False. PLOS Medicine , 2 (8), e124. https://doi.org/10.1371/journal.pmed.0020124
Jp, S., Ld, N., & U, S. (2011, October 17). False-positive psychology: Undisclosed flexibility in data collection and analysis allows presenting anything as significant. Psychological Science, 22(11), 1359-1366. https://doi.org/10.1177/0956797611417632
Kafkafi, N., Agassi, J., Chesler, E. J., Crabbe, J. C., Crusio, W. E., Eilam, D., Gerlai, R., Golani, I., Gomez-Marin, A., Heller, R., Iraqi, F., Jaljuli, I., Karp, N. A., Morgan, H., Nicholson, G., Pfaff, D. W., Richter, S. H., Stark, P. B., Stiedl, O., … Benjamini, Y. (2018). Reproducibility and replicability of rodent phenotyping in preclinical studies. Neuroscience & Biobehavioral Reviews, 87, 218–232. https://doi.org/10.1016/j.neubiorev.2018.01.003
Kerr, N. L. (1998). HARKing: Hypothesizing After the Results are Known. Personality and Social Psychology Review, 2(3), 196–217. https://doi.org/10.1207/s15327957pspr0203_4
KNAW, NFU, NWO, TO2-Federatie, Vereniging Hogescholen, & VSNU. (2018). Nederlandse gedragscode wetenschappelijke integriteit. Data Archiving and Networked Services. https://doi.org/10.17026/DANS-2CJ-NVWU
Koul, A., Becchio, C., & Cavallo, A. (2018). Cross-Validation Approaches for Replicability in Psychology. Frontiers in Psychology, 9(1117). https://doi.org/10.3389/fpsyg.2018.01117
Kupferschmidt, K. (2018, September 21). More and more scientists are preregistering their studies. Should you? Science. https://doi.org/10.1126/science.aav4786
MacCoun, R., & Perlmutter, S. (2015). Blind analysis: Hide results to seek the truth. Nature News, 526(7572), 187-189. https://doi.org/10.1038/526187a
Marshall, D. & Shanahan, D. (2016, February 12). It’s a kind of magic: how to improve adherence to reporting guidelines. BMC Series Blog. http://blogs.biomedcentral.com/bmcseriesblog/2016/02/12/kind-magic-improve-adherence-reporting-guidelines/
Minikel, E. (2016, March 17). John Ioannidis: The state of research on research. CureFFI.org, https://www.cureffi.org/2016/03/17/john-ioannidis-the-state-of-research-on-research/
Munafò, M. R., Nosek, B. A., Bishop, D. V. M., Button, K. S., Chambers, C. D., Percie du Sert, N., Simonsohn, U., Wagenmakers, E.-J., Ware, J. J., & Ioannidis, J. P. A. (2017). A manifesto for reproducible science. Nature Human Behaviour, 1(1), 1–9. https://doi.org/10.1038/s41562-016-0021
National Academies of Sciences, Engineering and Medicine (2019). Reproducibility and Replicability in Science. https://doi.org/10.17226/25303
Nissen, S. B., Magidson, T., Gross, K., & Bergstrom, C. T. (2016). Publication bias and the canonization of false facts. eLife, 5, Article e21451. https://doi.org/10.7554/eLife.21451
Nosek, B. A., Ebersole, C. R., DeHaven, A. C., & Mellor, D. T. (2018). The preregistration revolution. Proceedings of the National Academy of Sciences, 115(11), 2600–2606. https://doi.org/10.1073/pnas.1708274114
Nosek, B. A., & Lakens, D. (2014). Registered Reports. Social Psychology, 45(3), 137–141. https://doi.org/10.1027/1864-9335/a000192
Pusztai, L., Hatzis, C., & Andre, F. (2013). Reproducibility of research and preclinical validation: Problems and solutions. Nature Reviews. Clinical Oncology, 10(12), 720–724. https://doi.org/10.1038/nrclinonc.2013.171
Scheel, A. M., Schijen, M., & Lakens, D. (2020, February 5). An excess of positive results: Comparing the standard Psychology literature with Registered Reports . PsyArXiv . https://doi.org/10.31234/osf.io/p6e9c
Smith, J., & Noble, H. (2014). Bias in research. Evidence Based Nursing , 17 (4), 100. https://doi.org/10.1136/eb-2014-101946
Stanford University. (n.d.). Gendered Innovations. Retrieved May 26, 2021, from http://genderedinnovations.stanford.edu/index.html
Steegen, S., Tuerlinckx, F., Gelman, A., & Vanpaemel, W. (2016). Increasing Transparency Through a Multiverse Analysis. Perspectives on Psychological Science, 11(5), 702–712. https://doi.org/10.1177/1745691616658637
Union, P. O. of the E. (2014, September 5). Gender in EU-funded research: Toolkit. [Website]. Publications Office of the European Union. http://op.europa.eu/en/publication-detail/-/publication/c118ea10-58fa-4173-a2c4-65c746918c20
The Embassy of Good Science. (2021, March 26). Data driven hypotheses without disclosure (‘HARKing’). https://embassy.science/wiki/Theme:26631aa0-18f0-4635-b71b-80a6f4e58d33
The Embassy of Good Science. (2021, March 26) Inappropriate study design. https://embassy.science/wiki/Theme:E14104ce-3608-4069-b297-f93b2d77b095
U.S. National Library of Medicine. (n.d.). Research Reporting Guidelines and Initiatives: By Organization. Retrieved May 26, 2021, from https://www.nlm.nih.gov/services/research_report_guide.html
Research Data Management
Corti, L., Van den Eynden, V., Bishop, L., & Woollard, M. (2014). Managing and Sharing Research Data: A Guide to Good Practice. Sage Publishing. https://doi.org/10.25607/OBP-1540
GO FAIR (n.d.). FAIR Principles. Retreived May 27, 2021 from https://www.go-fair.org/fair-principles/
Lamprecht, A.-L., Garcia, L., Kuzak, M., Martinez, C., Arcila, R., Martin Del Pico, E., Dominguez Del Angel, V., van de Sandt, S., Ison, J., Martinez, P. A., McQuilton, P., Valencia, A., Harrow, J., Psomopoulos, F., Gelpi, J. L., Chue Hong, N., Goble, C., & Capella-Gutierrez, S. (2020). Towards FAIR principles for research software. Data Science, 3(1), 37–59. https://doi.org/10.3233/DS-190026
Wilkinson, M. D., Dumontier, M., Aalbersberg, Ij. J., Appleton, G., Axton, M., Baak, A., Blomberg, N., Boiten, J.-W., da Silva Santos, L. B., Bourne, P. E., Bouwman, J., Brookes, A. J., Clark, T., Crosas, M., Dillo, I., Dumon, O., Edmunds, S., Evelo, C. T., Finkers, R., … Mons, B. (2016). The FAIR Guiding Principles for scientific data management and stewardship. Scientific Data, 3(1), 160018. https://doi.org/10.1038/sdata.2016.18
Reporting results
All European Academies. (n.d.). The European Code of Conduct for Research Integrity. Retrieved May 27, 2021, from https://allea.org/code-of-conduct/
Bik, E. (2019, juni 4). False affiliations and fake authors. Science Integrity Digest. https://scienceintegritydigest.com/2019/06/04/false-affiliations-and-fake-authors/
Bik, E. M., Casadevall, A., & Fang, F. C. (2016, May 17). The Prevalence of Inappropriate Image Duplication in Biomedical Research Publications. BioRxiv, 049452. https://doi.org/10.1101/049452
Bourne, P. E., Polka, J. K., Vale, R. D., & Kiley, R. (2017). Ten simple rules to consider regarding preprint submission. PLOS Computational Biology, 13(5), Article e1005473. https://doi.org/10.1371/journal.pcbi.1005473
Callaway, E. (n.d.). Faked peer reviews prompt 64 retractions: Nature News & Comment. Nature. Retrieved May 27, 2021, from https://www.nature.com/news/faked-peer-reviews-prompt-64-retractions-1.18202
Committee on Publication Ethics. (n.d.). Authorship and contributorship. Retrieved May 27, 2021, from https://publicationethics.org/authorship
COPE Council. (2018, March). COPE Discussion Document: Preprints. https://publicationethics.org/files/u7140/COPE_Preprints_Mar18.pdf
Cornell University. (n.d.). ArXiv.org e-Print archive. Retrieved May 27, 2021, from https://arxiv.org/
Cromey, D. W. (2013). Digital images are data: And should be treated as such. In: D.J. Taatjes & J. Roth (Eds.), Methods in Molecular Biology: Vol.931. Cell Imaging Techniques. Methods and Protocols (pp. 1-27). Humana Press. https://doi.org/10.1007/978-1-62703-056-4_1
Directory of Open Access Journals (n.d.). Find Open Access journals or articles. Retrieved May 27, 2021, from https://doaj.org/ Ghent University. (n.d.). ORCID: what is it? (re)search tips. Retrieved May 27, 2021, from https://onderzoektips.ugent.be/en/tips/00001581/
HARKing. (2021). In Wikipedia. https://en.wikipedia.org/w/index.php?title=HARKing&oldid=1020774842
Heidari, S., Babor, T. F., De Castro, P., Tort, S., & Curno, M. (2016). Sex and Gender Equity in Research: Rationale for the SAGER guidelines and recommended use. Research Integrity and Peer Review, 1(1), 2. https://doi.org/10.1186/s41073-016-0007-6
Het uitgavecontract, Wetboek van economisch recht. Art. XI 196 § 2/1 (2018). http://www.ejustice.just.fgov.be/cgi_loi/loi_a1.pl?language=nl&la=N&cn=2013022819&table_name=wet&&caller=list&N&fromtab=wet&tri=dd+AS+RANK&rech=1&numero=1&sql=(text+contains+(%27%27))#Art.XI.196
Het uitgavecontract, Wetboek van economisch recht. Art. XI. 197. (2014). http://www.ejustice.just.fgov.be/cgi_loi/loi_a1.pl?language=nl&la=N&cn=2013022819&table_name=wet&&caller=list&N&fromtab=wet&tri=dd+AS+RANK&rech=1&numero=1&sql=(text+contains+(%27%27))#Art.XI.197
International Committee of Medical Journal Editors. (n.d.). Defining the Role of Authors and Contributors. Retrieved May 27, 2021, from http://www.icmje.org/recommendations/browse/roles-and-responsibilities/defining-the-role-of-authors-and-contributors.html
Jisc Digital resources. (n.d.). Sherpa Romeo. Retrieved May 27, 2021, from https://v2.sherpa.ac.uk/romeo/
Kerr, N. L. (1998). HARKing: Hypothesizing After the Results are Known. Personality and Social Psychology Review, 2(3), 196–217. https://doi.org/10.1207/s15327957pspr0203_4
Matosin, N., Frank, E., Engel, M., Lum, J. S., & Newell, K. A. (2014). Negativity towards negative results: A discussion of the disconnect between scientific worth and scientific culture. Disease Models & Mechanisms , 7(2), 171–173. https://doi.org/10.1242/dmm.015123
Mudrak, B. (n.d.). What Are Preprints, and How Do They Benefit Authors? AJE Scholar. Retrieved May 27, 2021, from https://www.aje.com/arc/benefits-of-preprints-for-researchers/
Open Access Belgium (n.d.). Open science in Belgium. Retrieved May 27, 2021, from https://openaccess.be/ SPARC Europe (n.d.).
OACA list. Retrieved May 27 Mei, 2021, from https://sparceurope.org/what-we-do/open-access/sparc-europe-open-access-resources/open-access-citation-advantage-service-oaca/oaca-list/
The Office of Research Integrity (n.d.) . Authorship practices to avoid conflicts. [Infographic]. Retrieved May 27, 2021, from https://ori.hhs.gov/infographics
The Open Knowledge Foundation. (n.d.). The Open Definition. (z.d.). Retrieved May 27, 2021, from http://opendefinition.org/
The Writing Center. (n.d.). When to Summarize, Paraphrase, and Quote. Retrieved May 27, 2021, from https://writingcenter.gmu.edu/guides/when-to-summarize-paraphrase-and-quote
VWCI (2020) Authorship contribution statements. General advice (published 14 December 2020). https://vcwi.be/sites/default/files/VCWI_Advice_AuthorshipContributions-provisional.pdf
Weissgerber, T. L., Milic, N. M., Winham, S. J., & Garovic, V. D. (2015). Beyond Bar and Line Graphs: Time for a New Data Presentation Paradigm. PLOS Biology, 13(4), Article e1002128. https://doi.org/10.1371/journal.pbio.1002128
Weissgerber, T. L., Winham, S. J., Heinzen, E. P., Milin-Lazovic, J. S., Garcia-Valencia, O., Bukumiric, Z., Savic, M. D., Garovic, V. D., & Milic, N. M. (2019). Reveal, Don’t Conceal. Circulation, 140(18), 1506–1518. https://doi.org/10.1161/CIRCULATIONAHA.118.037777
Declaration of Conflict of Interest
All European Academies (ALLEA). (n.d.). The European Code of Conduct for Research Integrity. Retrieved May 27, 2021, from https://allea.org/code-of-conduct/
European Network of Research Ethics and Research Integrity. (2009). Codes of ethics for scientific research in Belgium. https://eneri.eu/wp-content/uploads/2018/10/Codes-of-Ethics-for-scientific-research-in-Belgium.pdf
European Network of Research Integrity Offices. (2019) Recommendations for the investigation of research misconduct. http://www.enrio.eu/wp-content/uploads/2019/03/INV-Handbook_ENRIO_web_final.pdf
Van der Burght, S., Vandevelde, K., & Van Cauwenberge, P. (2013). Potentiële belangenconflicten in wetenschappelijk onderzoek: Een bespreking in vogelvlucht. Deontologie en Tuchtrecht , 1 , 63–82.
Science Communication
Lewandowsky, S., Cook, J., Ecker, U. K. H., Albarracín, D., Amazeen, M. A., Kendeou, P., Lombardi, D., Newman, E. J., Pennycook, G., Porter, E. Rand, D. G., Rapp, D. N., Reifler, J., Roozenbeek, J., Schmid, P., Seifert, C. M., Sinatra, G. M., Swire-Thompson, B., van der Linden, S., Vraga, E. K., Wood, T. J., Zaragoza, M. S. (2020). The debunking handbook. Center for climate change communication. https://sks.to/db2020
Mersch, R. (2016). Waarom iedereen altijd gelijk heeft. Bezige Bij.
Van Dyck, M. (2020, October 3). Science communication with Maarten Van Dyck [Video]. YouTube. https://www.youtube.com/watch?v=vnCPNhupW4U
Research(er) assessment and evaluation
Curry, S., de Rijcke, S., Hatch, A., Pillay, D. (Gansen), van der Weijden, I., & Wilsdon, J. (2020). The changing role of funders in responsible research assessment: Progress, obstacles and the way ahead. Research on Research Institute. https://doi.org/10.6084/m9.figshare.13227914.v1
Moher, D., Bouter, L., Kleinert, S., Glasziou, P., Sham, M. H., Barbour, V., Coriat, A.-M., Foeger, N., & Dirnagl, U. (2019). The Hong Kong Principles for Assessing Researchers: Fostering Research Integrity. OSF Preprints. https://doi.org/10.31219/osf.io/m9abx
Research(er) evaluation and assessment
Research(er) evaluation and assessment
The quality and integrity of research heavily depends on the behavior of individual researchers. Nevertheless, their behavior is strongly influenced by the way their academic work in general and their research in particular are evaluated and assessed. Evaluation systems can encourage researchers to act with integrity. For instance, if data sharing is part of the evaluation criteria, researchers are stimulated to deposit and share their research data.
Assessment systems, however, can also discourage researchers to adhere to good academic research practices, e.g. if the number of papers a researcher has published is part of the evaluation criteria, a researcher might be tempted to cut up the outcomes of a study in as many articles as possible (salami slicing).
In recent years initiatives – such as the San Francisco Declaration on Research Assessment (DORA) (2012), the Leiden Manifesto (2015) – have influenced the debate about responsible research assessment (RRA) (Stephen Curry et al, 2020). These initiatives are triggering the research community to include a broader set of indicators in the assessment systems to lower the importance given to quantitative output oriented indicators, and to focus on the assessment of the quality of the research. The Hong Kong Principles for assessing researchers go one step further and explicitly link research assessment and research integrity. The principles were formulated during the 6th World Conference on Research Integrity in Hong Kong in 2019 and published in July 2020. They are designed to help research institutions to include considerations related to trustworthiness, rigor and transparency in the assessment of researchers for career advancement. Also within the Flemish universities, these principles can inspire and trigger discussions towards the further implementation of a responsible assessment in which behaviors that strenghten research integrity are recognised and rewarded.
The 5 Hong Kong Principles are:
- Assess responsible research practices from conception to delivery.
- Value the accurate and transparent reporting, regardless of the results.
- Value the practices of open science, such as open methods, materials and data.
- Value a diversity of types of research, such as replication, innovation, translation, synthesis and meta-research.
- Recognise essential other tasks like peer review for grants and publications, mentoring, outreach and knowledge exchange.
ALLEA Code:
- Researchers take seriously their commitment and responsibility to the research community through refereeing, reviewing, and assessment, and this work is recognised and rewarded by researchers, research institutions, and organisations.
- Researchers, research institutions, and organisations adopt assessment practices that are based on principles of quality, knowledge advancement, and impact that go beyond quantitative indictors and take into account diversity, inclusiveness, openness, and collaboration where relevant.
Nowadays, more and more research institutions and funders are opting for the inclusion of a structured narrative or bio sketch in their evaluation processes. In these narratives, researchers can communicate their most important research contributions and can include less visible efforts, for instance with regard to research integrity and open science.
Science communication
Science communication
Every university in Flanders offers a myriad of science communication activities for anyone interested in science and academic research, from young to old. As a researcher it is important to help foster this relationship between academic research and society. More and more, academic research is strongly embedded within society, rather than on the periphery, looking at society from its ivory tower. Trust in academic research is one of the key elements to foster more and better academic research as it is important to show the public institutions that the scientific endeavour is worth the (financial) investment. Although perhaps less strictly determined in a set of pre-defined rules and regulations, science communication needs to comply with quality standards and research integrity which makes research results more transparent, more understandable and thus more trustworthy. In a way, communicating your research to a broader audience comes with a shared responsibility of researchers because there are no peer reviewers checking the validity of your ideas before you post a blog or appear in a panel on national television; there are no ethics reviewers making sure no one in the audience takes offense with what you have to say about a certain topic.
ALLEA Code:
- Authors are accurate and honest in their communication to colleagues, policymakers, and society at large.
- Authors share their results in an open, honest, transparent, and accurate manner, and respect confidentiality of data or findings when legitimately required to do so.
- Authors are transparent in their communication, outreach, and public engagement about assumptions and values influencing their research as well as the robustness of the evidence, including remaining uncertainties and knowledge gaps.
These rules holds fast regardless of the chosen outlet, be it a traditional journal or a newspaper. Also bear in mind that science communication brings with it the need to adapt your message to the audience you aim to reach.
Science communication may imply the simplification of your message, replacing scientific terms with the language a lay audience can understand, using communication techniques such as storytelling or metaphors to increase the appeal to the audience you wish to get interested in your message. These modifications are not necessarily in conflict with honesty, but their compatibility requires dedicated attention.
As a researcher, you are not on an island. When discussing your research results, you should always make a clear distinction between fact and personal preference. If for example you are part of a panel and a colleague upholds different views on the topic, the only means as a researcher you have at that moment to debunk their arguments are other scientific arguments.
Regarding integrity and science communication ‘the main lesson’ you should always take into account is that ethics and integrity don’t stop just because you have finished a project or published a scientific article.
Impact
Communicating your research results to non-peers, be it specific stakeholders or citizens in general, is a prerequisite for societal impact. Not every scientific article should be translated to be understood by these target groups, but most research programs and lines of research can and should strive to have an impact outside of academia, and thus contribute to healthier citizens, evidence-based policies, a better world, … The past century it became common for governments to legitimise their policies by appealing to science (cf. Maarten Van Dyck). As a consequence, clear, comprehensible, accurate and honest communication about the knowledge that is gathered by researchers, has become more and more important.
When communicating about your (or others’) research:
- Keep in mind you’re representing science (and your university, but you’ll mostly be remembered as a scientist). Be honest about the limitations of your conclusions (to what extent do they apply to the real problem/solution in society, in what way do they help better understanding) and of science in general. Behave modestly when possible but stand up for science when needed.
- Listen to the stakeholders of your research, both the ordinary citizens as well as the more specific stakeholders. Learn how they look at your research subject. How do they define certain situations or problems you’re researching, what are their questions and worries, what do they find important, in what wordings do they talk about it, what are their misconceptions, … A better understanding of your stakeholders can help in your communication, but in your research too!
- Anticipate how your message will be received. How might citizens or journalists misinterpret your message, possibly deliberately? Make it impossible for them to transform what you want to say in what they want to hear, by explicitly expressing what your sayings don’t mean, and what you can’t conclude from them. Try to control your narrative as much as possible, e.g. by publishing your story yourself on an own blog. Think – especially in certain disciplines for example concerning health issues – about expectation management: e.g. when will people be able to use, benefit from your research?
- Ask the press office of your university to review the press release and make sure you’re comfortable with it. It ought to be understandable for the target group but still needs to be correct (pay especially attention to the conclusions; keep in mind the title has to make people want to read the article; make an accurate summary for quick reading).
- Ask the press office of your university to review the press release and make sure you’re comfortable with it. It ought to be understandable for the target group but still needs to be correct (pay especially attention to the conclusions; keep in mind the title has to make people want to read the article; make an accurate summary for quick reading).
- Especially in delicate issues such as climate change, vaccination, evolution theory, etc. communication can be difficult because of emotions or strong beliefs that get in the way of a balanced conversation. It is therefore of great importance to start or respond to every communication with an openness that includes understanding and mildness for the dialogue partner. Do not see the conversation as a competition for being right but focus on finding common understanding, listen instead of trying to convince, establish creative thinking and problem solving. This requires a specific communication style that is called dialogue (versus debate). More on this approach and exercises on: the dialogue approach.
- Always separate fact from opinion. You’re entitled to your own opinions, and there’s nothing wrong with being an activist, but make it crystal clear to what extent your opinion is founded in scientific consensus among peers. This is of the greatest importance for science as a whole. Remember that trust is hard to earn, but easy to lose.
- Sometimes there is a need to delay the communication about specific parts of your research, especially when, in the framework of a future technology transfer, the decision is made to protect the outcome of your research with intellectual property rights, such as a patent or design. Ask advice to the Technology Transfer Office of your university on when the communication can be made.
Some basics of science communication training
- It is always good to ask yourself the basic communication questions: What (do I want to communicate), Why (do I feel this is important / would an audience be interested), How (would I like to communicate) and Who (do I want to reach). When considering your objective it can help to look at it as the change you want to bring about in your target group: what do you want people to do, to consider, to be convinced of, to know … that they didn’t before. Use your answer on the objective and target group to answer the other questions ‘how’ and ‘when’ and even to reconsider what you should communicate to achieve this goal. In answering the ‘what’, look for the intersection of what you want to tell and what they want to know, or think of an angle that can grab their attention and pull them in your story.
- Communication is not a one-way process. Rather, it is preferably two-way, making it a dynamic process from which both parties can learn and gain. Therefore, consider communication as an interactive process and focus as much on what you can learn from your audience. After all, your readers are an important source of knowledge with added value for your research.
- Know there’s lots of ways to communicate. To name a few; talks, blog articles, social media posts, 1-on-1 interactions, videos, podcasts, newsletters, books, events, … Don’t wait until your first results to communicate. Instead start small and practice. Experiment, evaluate, adapt.
- Know where your target group is. Don’t expect them to come to you. E.g. don’t expect them to go looking for and find your blog post, but point them to it using a channel (of your own or from a third party) that reaches them.
- You’re not alone, nor are you solely responsible for the communication about your research topic. Define your communication goals and look for others with overlapping goals (your research group, your faculty, your university, an international research consortium). Identify the aggregation level where your efforts will generate the most impact (e.g. for shared goals you might want to use existing channels with a greater reach, instead of starting a new one). Participate in larger, professional projects for less overhead.
- Cut out the middle man if you can: the more specific communication goals the less likely, you need a journalist to reach your target group.
- Use stories instead of news. People respond much more to emotions than to facts. Make it personal: how will your research help people, how did your research change you? Stories will be remembered.
- Get attention by connecting emotionally, use recognisable situations, intriguing questions or facts. Understand the concept of news value: news is what is near, unique, new, important for society, unexpected, or another angle on an already hot topic.
- Imagine the effect of your communication. Will you choice of medium/message have the effect you want? Really? Try imagining how your mother or neighbour would react.
- Already in the exploratory phase, it certainly pays off to contact the science communication team in your university. They have a very good overview of opportunities for science communication and ways to support you and get you started.
Who is involved?
Science communication is a part of a researcher’s responsibility, from early on in an academic career. Being a junior or senior researcher, a supervisor or a colleague: researchers can support, encourage and inspire each other.
The importance of and appreciation and support for science communication should be embedded in university policy.
Internal departments such as communication department, science communication team, … offering support and opportunities for researchers to explore and engage in science communication activities.
The general public isn’t always interested in science, but enjoys the benefits of it. A better understanding of academic research (both the knowledge it produces as the way science works) can help citizens to make better decisions, live better lives, seperate fact from fiction, have the right expectations of research, and – last but not least – support ( a policy that invests in) science.
Examples of science communication initiatives in Flanders. There are many ways for a researcher to reach out. Just a few examples:
Universiteit van Vlaanderen (online videos and podcasts on science)
Ik heb een vraag (researchers answer questions from citizens)
Dag van de Wetenschap (yearly science festival all over Flanders)
Iedereen wetenschapper (citizen science)
Sound of Science (the first open air science festival in Flanders)
Declaration of conflict of interest
Declaration of conflict of interest
A conflict of interest (COI) is any kind of situation in which a researcher’s own interests might influence his or her professional behaviour or judgement. These interests can for instance be:
- financial (e.g. secondary employment, research funding coming from private companies, stock ownership);
- non-financial (e.g. receiving product samples, media attention);
- personal (e.g. family relationships, career ambitions).
Because perceptions of conflicts of interest can sometimes be as damaging as real conflicts, it is important to uphold the practice of being open and honest about all such potential conflicts.
ALLEA Code:
- Authors disclose any financial and non-financial conflicts of interest as well as sources of support for the research or the publication.
- Reviewers or editors declare any actual or perceived conflicts of interest and, when necessary, withdraw from involvement in discussion and decisions on publication, funding, appointment, promotion, or reward.
A conflict of interest may compromise the impartiality and independence of a researcher in all steps of the research process (study design, data collection, data analysis, reporting etc.). It may interfere with peer review procedures, funding decisions etc. It may also affect hiring, evaluation and promotion procedures. A (non-dosclosure of) conflict of interest risks compromising the integrity of the research(er), and could cause damage to the (perception of the) reputation of the researcher, research unit(s), department, faculty and university.
Researchers have a right to their opinions and preferences (for instance, with regards to the economic or societal usefulness of certain activities) but these should not interfere with their scientific work. When publishing their research results, especially the conclusions and recommendations for application that could be drawn from them, the researcher must make a clear distinction between scientific judgements and personal preferences.
Therefore researchers should disclose and if necessary withdraw from involvement in decisions on publication, funding, appointment, promotion or reward whenever a conflict of interest arises (or the perception thereof) that might influence their decision making is impartial. They should disclose any conflict of interest according to their university’s policy. Also financial or other types of support for the research or for the publication of its results should be disclosed as detailed and specific as possible. It is not up to you to decide whether or not an ‘interest’ represents a ‘conflict of interest’: it is up to the university, funding body, editor, reviewers and readers to manage and evaluate this. This transparency not only allows the university, funding body or journal to identify (potential problematic) conflicts of interest. It also allows for openness within the research community and towards society at large, and diminishes the risk that research and researchers are perceived as being compromised by conflicts of interest. Correct author affiliation is also one of the steps that can be taken in order to prevent a possible conflict of interest.
Cope-case: Undisclosed conflict of interest
Two peer-reviewed and published papers with the results of a comparative analysis that compared a group of people associated with a specific “complementary medicine health care organization” (CMG), with the general population. The papers concluded that the study group has “unusual health indicators” (that were more favourable than the general population). Shortly after publication, a freelance journalist sent the journal a 12-page letter that contradicts the COI statement the authors submitted.
- In order to always make clear all conflicts of interest, for Life Sciences the framework of the International Committee of Medical Journal Editors (ICMJE) must be followed. The framework can potentially be used as guidance for all disciplines. Irrelevant of the framework, the funding of the research must always be mentioned, in any type of dissemination.
- Oxford University: Illustrative examples of conflict of interest.
Cartoon by Patrick Hochstenbach under a Creative Commons CC BY-SA 4.0 license
Who is involved?
As a researcher it’s important to be open about any potential conflicts of interest to safeguard impartiality and independence.
Journals have a responsibility to evaluate and present research results in an open manner, with full disclosure of their context.
The assessment of manuscripts for scientific journals must be carried out in an impartial manner, only guided by considerations of a scientific order and within a reasonable deadline.
All those reading and using information disseminated from the research are involved in detecting and/or reporting a possible conflict of interest.
Code of Ethics for Scientific Research in Belgium (2009):
- Commissioned scientific research is carried out without interventions from the sponsor during the execution of the scientific work entrusted to the researcher. The sponsor’s policy (public or private) is expressed in the choice of research themes. The researcher does fail his/her independence by accepting contracts or in responding to calls for proposals within this context, insofar as he/she retains his/her freedom in the execution of the research, as regards the organisation of the research, the hypotheses, the methods used and the formulation of conclusions. A scientific conclusion can only be formulated on the basis of scientific arguments.
- Commissioners and external sponsors, as well as their relations with the researcher, are mentioned in the publications of the results. The possible links between sponsors and researchers, such as their expert or advisory role, will also be mentioned. Any conflicts of interests must be mentioned in scientific communication and publications.
- If a project is carried out by a team, the rights and obligations of the various parties involved must be specified, including the research institution where the research is being carried out as well as the bodies that are the source of financing. The agreements relating to the ownership of results, their use and their dissemination must be clearly established.
Cope-case: Author requests for certain experts not to be included in the editorial process
(Anonymised) A prospective author contacted the editorial board of a medical journal to request that an intended submission was not reviewed or consulted on by experts involved in a number of published guidelines on the topic of the paper. The author named some of these experts, which included members of the journal’s editorial board. The author justified this request by explaining that his paper disagrees with the published guidelines, and therefore he believed that the experts who contributed to the guidelines would “likely to be very negative and possibly biased”. The author stated that these experts, including some members of the editorial board, may have conflict of interest.
The value of negative results
The value of negative results
Giving all your data the credit they deserve, especially when they are negative, isn’t always an easy thing to do.
ALLEA Code:
According to the ALLEA Code all results, whether positive or and negative, are to be valued:
- Authors, research institutions, publishers, funders, and the research community acknowledge that negative results can be as relevant as positive findings for publication and dissemination.
- Researchers, research institutions, and organisations acknowledge data, metadata, protocols, code, software, and other research materials as legitimate and citable products of research.
In addition, ALLEA points to the responsibility of researchers, research institutions and organisations to acknowledge data as legitimate and citable products of research. Giving all your data the credit they deserve, isn’t always an easy thing to do.
For researchers
In most cases researchers start their research based on a hypothesis or theory. If for any reason, the results of the research don’t confirm or match the theory, this is often considered a ‘failure’, or at least a setback. In some cases, it might even be seen as a personal failure, as the person seems ‘unable to deliver’, or contain the fear of being associated with flawed or poorly designed research. However, it’s important to stress that negative results aren’t ‘bad’ results; they can be obtained through sound and rigorous work and they help us move forward in research. Simply because we can learn from them, we avoid unnecessary repeating of things that don’t work, leading to waste in time, money (e.g. public funds). Claiming the value of your negative results requires a positive mindset to convince those remaining sceptic or ignorant and it demands some creativity to ‘sell’ your story. Luckily, researchers can benefit from a general tendency in research towards upgrading negative research results.
Focusing solely on the positive results of research, not only impacts the results of the current and future research agenda in general. Researchers are no longer driven by curiosity or whatever direction findings of previous research leads them to, their interest is inspired by achievable goals with a secured success rate in order to score as fast and high impact as possible, where high impact doesn’t necessarily mean ‘of great value’.
Cartoon by Patrick Hochstenbach – Creative Commons Attribution-NonCommercial 2.5 license
For research leaders, supervisors
As young researchers enter the field, they are often focused on getting the ‘right’ results, achieving success but not so much on how to deal with negative results, or worse, failure. This aspect should be present in the professional guidance. Leading by example is key for all aspects of the supervisor role but in particular when it comes to negative results. Respecting their value, staying true to well-designed plans, thinking about ways to formulate and link negative results to meaningful stories should be part of that role.
For representatives of journals or any other kind of communication
The existence of a publication bias seems common knowledge in science. One form of bias is towards negative results, meaning that research with positive results, or results supporting the hypothesis, theory, or previously done research are far more common in journals. Many journals are not keen to publish a no-effect or nonexistence. As a result, authors often also prefer to focus on positive results and push negative results aside.
Because of the impact on science, there is a growing tendency towards respecting all research outcomes and upgrading the importance of negative results, with initiatives/journals such as Journals of Negative Results in Biomedicine, PLOS ONE, and The All Results Journals that encourage researchers to publish their negative results.
For funders
Even funders mainly reward researchers who can report on a ‘positive’ story. This may come from a well-meant conviction to keep investigating in what works. Negative results however move the field forward just as much.
Science is described as a constant process of knowledge accumulation where one researcher uses the results of another. Because of the bias concerning negative results, this accumulation primarily builds on positive results only and therefore collaboration is limited. The negative focus also implies that colleagues waste time and resources doing or finding what somebody else did (but didn’t report because of negative). Also, the fundamental part of doing research, looking critical towards what is ‘given’ and discussing, is lost. This too limits collaboration.
Take home messages
After module 3 reporting results, I:
- know where the responsibilities within the publication process lie
- understand the basics of data presentation, also within the different stakeholder roles
- know the basics of good image presentation
- know the criteria for authorship and authorship order
- apply good academic practices on authorship to the fullest
- know authorship contribution disclosure and apply it whenever possible
- know what author affiliation is and how to apply it
- made myself an ORCID
- know how to cite and reference in academic work, according to the reference style of my discipline
- stay up to date with the concepts of Open Science and how to apply them
- know I’m expected to self-archive my data in an open repository, depending on my discipline or research topic
- know I’m expected to publish open access, whenever possible, and I can choose the most suitable strategy
- know the concept of predatory publishers & conferences and and the tools that help recognize them
- know how to properly assess the quality of a publisher or conference
- know how to properly behave as a peer reviewer, acknowledge the importance of this role, and I invest to fill this role in an ethical way
- know the advantages of preprints and have analysed these for my own work
Novelty of your work
Novelty of your work
The aim of publications is to make new research outcomes known. That is why researchers are expected to publish their research in a timely manner, and not to withhold research results. Authors also have to be aware, that apart from a few exceptions, the same work should not be published multiple times. Exceptions to this good practice include the use of preprints and subsequent formal publication in a journal discussed earlier in this module, the publication of important content in a number of journals to reach a bigger audience, or translations of the work. For instance, new insights in the 19th-century history of Belgium, can first be published in an international journal in English and later be translated to be published in a local historical journal in Flemish as long as both journals are informed, have agreed and the later pubblication refers to the firs. Authors should always be transparent and honest regarding the novelty of their work.
Below you can find some illustrations of unacceptable and questionable practices related to the novelty of the work.
Duplicate submission
A group of authors wants to increase the chance of having their work accepted in a journal by submitting it to 2 different journals at the same time. They decide to await both review processes and then withdraw the manuscript from one of the journals, thereby proceeding with the journal that has the least or easiest reviewer comments. This behavior is called ‘duplicate submission’ and is considered as an unacceptable research practice. Duplicate submission leads to a waste in resources (time and money) as two journals and twice the number of reviewers have to spend time reviewing the work. This is why many journals nowadays request a confirmation that the work is novel and not under consideration elsewhere.
Some guidelines:
- Do not submit a manuscript to 2 or more journals at the same time.
- After a manuscript has been accepted for publication, authors can in principle no longer withdraw their study.
- When a journal decides that a manuscript can only be considered after a revision, this does not automatically mean that the study can be submitted to a second journal. If not withdrawn, it will still be seen as under consideration by the first journal. If researchers at this point decide to submit the manuscript to a second journal (e.g. because the reviewers ask to include several additional experiments and the authors are unable to meet this request), they should first formally withdraw the manuscript from the first journal.
Duplicate publication
In case of ‘duplicate publication’, the same work is published twice (or more), either in identical or closely related form. This is unacceptable if it is intended to inflate the researcher’s CV. Similar to duplicate submission, duplicate publication can a waste of journal and reviewer resources. Journals rarely accept manuscripts that have already been published elsewhere. In some exceptional cases, duplicate publication can be acceptable. For instance, an article can be translated to reach a bigger or different audience.
Some guidelines:
- Always be transparent when aiming to republish content, either in identical or modified form by means of a letter to the editor, as a reference to the last publication, contacting both editors, etc.
- If you have maintained to the copyright of the original article, inform both the editor of the original work and the new journal. The new journal needs to be aware that the paper has already been published elsewhere and needs to agree to republish it.
- If you have transferred the copyright to the journal that first published the article, you are not entitled to republish the paper. In some cases, the editor of the original article will give you permission to republish.
- It should be made clear to the readers that an article has already been published elsewhere, at least by citing the original publication.
- If the republication is intended for a different kind of audience, it might be necessary to modify (parts of) the original article.
Duplicate publication based on conference proceedings
Case: “A paper was submitted to a Journal A and concern was raised by a reviewer that a substantial part of the paper has been previously published in two other journals.”
ICMJE guidelines: “When authors submit a manuscript reporting work that has already been reported in large part in a published article or is contained in or closely related to another paper that has been submitted or accepted for publication elsewhere, the letter of submission should clearly say so and the authors should provide copies of the related material to help the editor decide how to handle the submission. This recommendation does not prevent a journal from considering a complete report that follows publication of a preliminary report, such as a letter to the editor, a preprint or an abstract or poster displayed at a scientific meeting. It also does not prevent journals from considering a paper that has been presented at a scientific meeting but was not published in full, or that is being considered for publication in proceedings or similar format. Press reports of scheduled meetings are not usually regarded as breaches of this rule, but they may be if additional data tables or figures enrich such reports. Authors should also consider how dissemination of their findings outside of scientific presentations at meetings may diminish the priority journal editors assign to their work”.
Preprints
Preprints
“A preprint is a scholarly manuscript posted by the author(s) in an openly accessible platform, usually before or in parallel with the peer review process”.
Quote from: COPE discussion document on preprints
Although this goes against the commonly accepted paradigm of only making research results publicly available after they have been peer-reviewed, the use of preprints has some advantages compared to the traditional publication pathway. Already common practice in fields as physics and mathematics, the preprint practice is now also accepted in a variety of other fields, in part facilitated by a reduced resistance by traditional publishers, the availability of discipline-specific preprint platforms and the increased support of funders.
Advantages of preprints
Preprints provide researchers with the opportunity to share their findings in a much faster way, allowing to inform peers and colleagues of the work and the results, thereby avoiding being dependent on the review process which can harper timely dissemination.
Moreover, given the open access character of the publication, authors that publish preprints have the possibility to receive broader feedback on the work as this will not be limited to the typical 2-3 reviewers that are assigned to review a paper in traditional peer review. This community-driven feedback can be used to revise the work before submitting the work to a traditional journal. Getting the work out in the open, might also facilitate getting in touch with other researchers working on the topic, potentially leading to collaborations and further improvement of the paper.
In addition, as most preprints are assigned a DOI (Digital Object Identifier), the research can be cited and credit for the work can be claimed. The work thus becomes part of the scholarly record, meaning authors do not have to fear that their work will be scooped as the preprint can be shown to demonstrate who was first.
Finally, preprints may provide a dissemination route for research that encounters problems to be published in a traditional way. Examples are publications with negative data or research that is deemed of low priority because not innovative enough (e.g. replication studies). Just because journals are not interested this does not mean that the results are not relevant to the research community. Here preprints may provide a way out, preventing the money and time spent on the research to go to waste.
One of the most often heard concerns arguing against preprints is that the format accepts work that does not meet the same quality criteria compared to traditional publishing, thereby giving a forum for the propagation of low-quality research and questionable research practices. When such publications become available to and are taken up by the research community and/or society, the research might have a negative impact, for example on public health.
It is therefore of utmost importance that researchers are aware of the potential impact of their publication and take the necessary measures to deliver a high-quality product. Publishing as a preprint should not be an excuse to cut corners. Again, the same quality standards as for regular publishing apply.
Can I still submit to a traditional journal?
Just because it is available as a preprint in many cases does not prevent the work subsequently to be submitted to, reviewed by and finally published in a traditional journal. However, when doing this authors should be aware of potential copyright restrictions and are advised to acknowledge the existence of the first version upon submission of the work for peer review. In addition, upon acceptance and publication of the work in a traditional journal, a clear link should be made between the preprint and the journal version of the work, this to illustrate the evolution of the research and to direct readers towards the final, peer-reviewed version of the work which will receive a different DOI than the preprint.
Where to publish preprints?
Some examples of well know disciplinary preprint servers are:
- SocArXiv (social sciences)
- PsyArXiv (psychology)
- medRxiv (health sciences)
- ChemRxiv (chemistry)
- arXiv (focus on, but not limited to physics and mathematics)
- bioRxiv (biological sciences)
OSF Preprints is designed for any researchers in any field to share their work.
Peer review
Peer review
Peer review is at the core of the traditional publication system. It is designed to assess the quality and validity of new research work, to provide suggestions for further improvement before publication, and to make sure that invalid or low quality articles are not published.
ALLEA Code:
- Researchers take seriously their commitment and responsibility to the research community through refereeing, reviewing and assessment, and this work is recognized and rewarded by researchers, research institutions, and organisations.
- Researchers, research institutions, and organisations review and assess submissions for publication, funding, appointment, promotion, or reward in a transparent and justifiable manner, and disclose the use of AI and automated tools.
- Reviewers and editors declare any actual or perceived conflicts of interest and, when necessary, withdraw from involvement in discussion and decisions on publication, funding, appointment, promotion, or reward.
- Reviewers maintain confidentiality unless there is prior approval for disclosure.
- Reviewers and editors respect the rights of authors and applicants, and seek permission to make use of the ideas, data, or interpretations presented.
Reviewers should be aware of their ethical responsibilities when reviewing studies submitted by their peers. Below you can find some guidelines on how to behave when asked to review a manuscript.
ACCEPTING TO REVIEW:
- In most cases, review invitations contain the title, the author list and the abstract of the study. Ideally, a reviewer is working in the same discipline as the topic of the paper. Are you the right person to review the manuscript? Consider declining the invitation if the topic is too far outside of your expertise.
- When in doubt, contact the editor and discuss your concerns. This allows the editor to determine whether you would have the required expertise, and will also allow to invite an additional reviewer to complement the area that is not covered by the current reviewers. It is not because a specific part of the manuscript is outside your expertise, that you cannot give input on the rest of the study.
- Decline to review if you would have a competing interest that could interfere with the objective evaluation of the manuscript, such as a financial conflict of interest (COI), a close personal relationship or present/recent collaboration with one or more of the authors.
- Although useful for their own work, reviewers should decline to review work directly related to their own research. The information in the manuscript should not be used to benefit your own work. Finally, please also decline to review papers coming from your direct environment (same department or even same host institution).
- Upon declining to review, try to make suggestions for alternative reviewers.
- Check the journal’s policies and guidelines to understand what is expected with regards to the review of manuscripts.
BE RELIABLE
- Most journals expect their reviewers to provide feedback within a limited time period. Reviewers should not accept to review a paper if they won’t be able to do this within the allotted timeframe. In case unforeseen issues arise, preventing you from reviewing in time, the editor of the journal should be informed.
- Similarly, decline and accept review invitations in a timely fashion.
- Editors often rely on the profile of the reviewers as available in the database of the journal to select potential reviewers. Please make sure your profile is up to date by checking your keywords and preferred research topics.
Reviewers are expected to be objective when reviewing their colleagues’ work. Given that peer review is based on trust and provides a certain power to each of the reviewers, this trust and power should not be misused to delay publication of the work of others. Reviewers should not engage in inappropriate interventions such as posing unnecessary or even impossible requirements, providing incorrect feedback or discouraging the authors.
Some tips on how to write a peer review
- How to write a peer review (PLOS)
- Top tips for peer reviewers (Wiley)
- Peer review: how to get it right – 10 tips (The Guardian)
CONFIDENTIALITY
- Manuscripts under review are confidential documents until they are made public upon publication. Depending on the journal, the accompanying reviewer reports might remain confidential, even after publication of the accepted manuscript.
- Reviewers should contact the editor before involving other parties in the review process (for example a student or a co-worker) and the names of these additional reviewers should be provided in the confidential comments to the editors. This will also assist the editor in identifying potentially interesting new reviewers to be invited for future reviews.
- Reviewers should never contact the authors directly. All communication should be arranged via the journal.
BE OBJECTIVE, CONSTRUCTIVE AND RESPONSIBLE WHILE REVIEWING
- Manuscripts should be judged without bias towards the authors, both in positive and negative sense.
- The primary role of a reviewer is to advise the journal and to make sure flawed manuscripts are withheld or corrected before being made available for the scientific field.
- Reviews should be written in clear language and be helpful to both the editors and the author. Be respectful and keep a professional stance when providing comments. Reviewers should not hide behind their anonymity to provide rude reviews and personal criticism. Provide constructive critiques, as this will help the author to focus on the problems in the proposed work, instead of giving the feeling that the comments are the result of a personal vendetta.
- Report ethical issues such as potentially undisclosed conflicts of interests, the lack of ethical approval or concerns on the experimental protocol in human or animal studies. In addition, suspicions of misconduct, such as fabrication, falsification, or plagiarism or other questionable research practices should be reported to and disclosed with the editor.
As journals often allow the submitting author to suggest names for potential peer-reviewers, this option should not be misused by authors to influence the peer review process to the author’s own benefit. Biased peer review can happen if the proposed reviewers are not objective or have a non-declared conflict of interest, for example because they are friends or close collaborators. Fake peer review can occur when researchers submitting a paper for publication, suggest reviewers, but supply contact details for them that actually route requests for review back to the researchers themselves.
Given that it is the journal that invites the reviewer, it is important that journals double check the authenticity of the potential reviewers before involving them into the review process.
The quality of a journal
The quality of a journal
Upon finalising you research project, the traditional ultimate step is to make the work available to the research community by publishing it, for instance in a journal. Given the extensive time spent on your research, and the potential implications for your career, authors should carefully select a proper place for their work. With thousands of journals listed in the main bibliographical databases such as Web of Science and PubMed, or local initiatives such as the Flemish Academic Bibliography for the Social Sciences and Humanities (VABB-SHW), researchers can become overwhelmed by the possibilities. Moreover, as journals are not always indexed in the most frequently used databases, the number of journals to choose from is almost unlimited. Therefore, when assessing potential journals to publish your work, critical factors to look into are the reputation and the quality of a journal and its publisher, together with the scope of the journal.
The scope of the journal is important as it can impact who will get to read your work. Although you might have the most interesting/important paper ever, if it doesn’t get published in a place where it gets appropriate visibility, your work might not get picked up. This of course doesn’t mean that you should not publish your work in journals that have a broad scope. Nevertheless, try to identify the profile of the readers of the journal. Is your work relevant to them?
When it comes to the reputation of the journal, authors are encouraged to look further than the journal impact factor and instead assess the quality of the journal and the papers previously published by the journal and its publisher. Does the journal appear trustworthy and does it have policies in place to make sure that the submitted research is evaluated according to the internationally accepted principles? For example, does the journal provide clear instructions to authors and is a solid peer review system in place?
Who is involved?
The authors have to go into dialogue to determine the appropriate journal to submit the work to.
As ‘host’ of the work, journals and publishers need to demonstrate that they follow good publishing practices when evaluating and publishing scientific papers.
Predators in publishing
The traditional sequence of submitting a manuscript to a journal to have it critically reviewed, followed by a revision of the work to get it up to standard is undermined by predatory journals and publishers. Profiting off the obligation that some funders have set to have the research they finance published under Open Access, combined with the difficulty some researchers experience to have their work accepted, some journals and publishers misuse the system for their own (monetary) interest. Predatory journals basically accept any manuscript as long as the researcher is willing to pay the publication fee. Furthermore, by not providing or only having a minimal peer review procedure in place, the quality of the published work is often below par. For example this case of a journal that published a spoof COVID-19 paper called “Cyllage COVID-19 Outbreak Linked to Zubat consumption” (2020).
Researchers have to be aware of the existence of the problem. Because of the questionable quality of papers published by predatory journals, the readers of the study should be critical when interpreting the work and considering the study as a basis for their own work. This is especially important in fields where the work can be misused to misinform society. One can for example think of findings in biomedical sciences that could severely impact public opinion on a specific topic or have implications for standard patient care. Conversely, authors should make sure not to engage with predatory journals to publish their own work. Not only can this severely impact your personal reputation, you should also be aware that predatory journals often only stay around for a limited time, and can disappear without warning, taking all published papers offline and thus leaving the authors with empty hands
In order to determine whether a journal and/or publisher is trustworthy, authors can position the journal along some basic evaluation criteria. The Think. Check. Submit. checklist provides a good overview of important questions authors have to ask themselves when looking into suitable journals.
Some general recommendations
- Think. Check. Submit. provides a checklist to help you identify the right journal for your research.
- Does VABB-SSHW list the journal?
- Is the journal a member of COPE (Committee on Publication Ethics)? Members adhere to the Core practices.
- Does a learned society sponsor the journal?
- Is the publisher or journal one of the signatories of the Transparency & Openness Initiative
- Have (many of) your trusted peers published in this journal?
Predatory conferences
Contrary to what most academics believe, not all predatory conferences are small, poorly organised, and organised by fly-by-night organisations. In order to ensure that they make profits, a decent organisation is usually set up. One telltale sign of a predatory conference is low-quality research that is often presented alongside research by famous academics. Enego on predatory conferences.
While predatory conferences exist in high numbers, there are initiatives that guide researches to avoid these conferences. Think. Check. Attend. is an organisation that helps researchers and academics decide whether the conference of legitimate or not.
Open access to publications
Open access to publications
Open access refers to the practice of making peer-reviewed scholarly research and literature freely available online to anyone interested. Open means anyone can freely access, use, modify, and share for any purpose, subject, and at most, to requirements that preserve provenance and openness. It does not affect authors’ freedom to choose where to publish or the right not to publish.
There are two major ways to make publications open access:
- Self-archiving:
Depositing a publication in an open repository and making it available, allows you to make a publication available in open access, regardless of the platform in which your publication originally has been published. The repository can be subject specific, e.g. arXiv; linked to an institution, e.g. each Flemish university hosts an open repository; or can be a general one, like e.g. Zenodo. Most publishers allow self-archiving in repositories. However, conditions may apply to which version you can make available, the author’s final peer-reviewed manuscript or author’s accepted manuscript – AAM, a version which is peer-reviewed but does not show the publisher’s layout, or the publisher’s version. An embargo period might be in place (usually 6 months for STEM and 12 months for SSH). Sherpa/Romeo, the database of publishers’ policies on copyright and self-archiving, can be used to determine the open access policy of journals and/or publishers. Moreover, the Belgian law allows authors to make scholarly peer-reviewed articles available in open access, in the final peer-reviewed manuscript and after an embargo period (Art. XI.196 §2/1). - Publishing scholarly works in an open access journal
Open access journals provide direct open access upon publication. To find a qualitative open access journal, you can consult the Directory of Open Access Journals (DOAJ). The DOAJ reviews open access journals before acceptance in the directory. You can browse the open access journals by subject or by publisher. Some open access journals require authors to pay a fee, the so-called article processing charge (APC).
No matter where you choose to publish, always remember to upload your publications to your local/institutional open access repository.
Why is open access to publications important?
The main advantage of making research open access is often summed up in two words: visibility and impact. Open access articles are much more widely read than those which are not freely available on the internet. Webwide availability leads to increased use, which in turn, raises citation rates, a fact that has been empirically supported by several studies (OACA, Open Access Citation Advantage). Open access also underpins the idea that everyone should be able to consult research outcomes, whether a (young) researcher, a professional in the form of a concerned citizen, without having to pay an extra fee. And this is certainly the case for research funded with public funds.
The fact that the public sector has to fund research three times is often criticised: firstly, the scholars and scientists carrying out research and submitting their findings for publication are often paid by the public sector. Secondly, the submitted manuscripts are peer-reviewed by colleagues who are also mainly funded by public means. And thirdly, when the articles are published they must be purchased from the publishers by publicly-funded libraries and institutes. Taking these reasons into account, more and more funders opt to require open access to publications resulting from research they funded, to ensure the wider dissemination of research outcomes.
ALLEA Code:
- Researchers share their results in an open, honest, transparent, and accurate manner, and respect confidentiality of data or findings when legitimately required to do so.
What if you don’t choose for open access?
When researchers don’t choose open access for their publications it can result in a lack of visibility: only readers with access to journals whose content isn’t open are able to read that content. This means many possible interested parties don’t know about your research. It can also result in a lack of funding: many funders mandate open access to publications and are inclined to take measures if you don’t.
Some researchers think that open access journals are of lesser quality than the classical subscription journals. However, like before, there are more and less qualitative journals on the market. There are some quality checks you can do to assess the quality of a journal.